[R.O. 2009 § 510.070; Ord. No. 3663 § 2, 2-23-2017]
A. 
ROW Permit.
1. 
ROW Permit Required. Any person desiring to perform any ROW work, must first apply for and obtain a ROW permit, in addition to any other building permit, license, easement, franchise, ROW agreement, or other authorization required by law. It shall be unlawful for any person to conduct ROW work without a ROW permit unless otherwise provided.
a. 
Excavation Permit. Except as otherwise provided herein, no person shall install new facilities or perform excavation without an excavation permit. Any person desiring to excavate shall first apply for an excavation permit, on an application form provided by the City, unless such excavation must be performed on an emergency basis as provided herein. An excavation permit should be obtained for each project unless otherwise provided for in this Chapter. All excavation permits shall expire after sixty (60) days from the date of issuance, unless otherwise specified in the excavation permit. Each excavation permit shall reference the restoration duty, performance bond, and insurance requirements. An applicant whose excavation permit application has been withdrawn, abandoned, or denied for failure to comply with this Chapter shall not be refunded the application fee.
b. 
Facilities Maintenance Permit. No person shall perform facilities maintenance at a specified location in the rights-of-way without first obtaining a facilities maintenance permit from the Director, except where such facilities maintenance is expressly authorized by an existing valid excavation permit for the applicable facilities maintenance location. In addition to the applicable conditions and obligations set forth in this Chapter, conditions of a facilities maintenance permit shall be as established in such permit and shall include requirements of notice to and approval by the City whenever traffic lanes are to be obstructed, manhole covers or safety barriers removed or altered, temporary or other barricades installed, and other events set forth in the facilities maintenance permit. All facilities maintenance permits shall expire after sixty (60) days from the date of issuance, unless otherwise specified in such permit. A facilities maintenance permit shall not be required for:
(1) 
ROW users performing routine maintenance which does not require excavation, does not disrupt traffic or pedestrians, and requires no more than four (4) hours to complete, provided that at minimum two (2) hours' notice is provided to the City during normal business hours;
(2) 
Emergency situations as more fully described in Subsection (2) below; or
(3) 
Contractors working on the construction or reconstruction of public improvements and which are operating pursuant to a contract with the City for such construction.
(4) 
Routine maintenance on previously approved "small wireless facilities," as defined by Section 67.5111, RSMo., replacement of such "small wireless facilities" that are the same or smaller in size, weight, and height, or installation placement, maintenance, operation, or replacement of "micro wireless facilities," as defined by Section 67.5111, RSMo., that are strung on cables between utility poles in compliance with applicable safety and building codes, when such work will not involve excavation, affect traffic patterns, obstruct traffic in the ROW, or materially impede the use of a sidewalk, and provided the ROW user submits as-builts of such new "small wireless facilities" or "micro wireless facilities" so the City may maintain an accurate inventory of facilities installed in the ROW.
[Ord. No. 3888, 12-20-2018]
2. 
Emergency Exception. In the event of an emergency requiring immediate attention to avoid loss of damage to person or property, it shall be sufficient that the person conducting the work shall as soon as practicable notify the City of the location of the ROW work and shall apply for the required ROW permit as soon as practicable following the commencement of the work, not to exceed the third business day thereafter.
3. 
Bulk Or Individual ROW permits. The Director may issue individual ROW permits for each specific location or may issue bulk ROW permit covering multiple projects, types of actions or locations during a period of up to one (1) year that may be thereafter performed during that year. Where a bulk ROW permit is proposed, the applicant shall provide sufficient information regarding the types of actions and locations to be approved so as to allow the Director to condition and ensure compliance with safety and other regulations herein.
4. 
Joint ROW Permit Applications. Applicants may apply jointly for ROW permits at the same time and place. All joint applicants must jointly execute all required documents and shall be jointly and severally liable for all duties and obligations hereunder. Persons who apply jointly may share in the payment of the application deposit fee. Such persons must agree among themselves as to the portion each shall pay.
5. 
ROW Permit Application. An application in the form provided by the City for a ROW permit shall be submitted to the Director. The Director may design and make available standard forms for such applications, requiring such information as allowed by law and as the Director determines in his or her discretion to be necessary and consistent with the provisions of this Chapter and to accomplish the purposes of this Chapter. Each application shall at minimum contain the following information, unless otherwise waived by the Director:
a. 
The information required for a franchise or ROW agreement;
b. 
A description of the proposed ROW work, including a conceptual master plan and an engineering site plan or other technical drawing or depiction showing the nature, dimensions, proposed depth of any conduit or any other enclosures, location and description of the applicant's proposed work or facilities, their proximity to other facilities and streets that may be affected by the proposed work, the number of street crossings and entrance crossings and their locations and dimensions, if applicable, and the number and character of each proposed cut or excavation;
c. 
Projected commencement and termination dates and anticipated duration of the ROW work or, if such dates are unknown, a representation that the applicant shall provide the Director with reasonable advance notice of such dates once they are determined;
d. 
Copies of any required certificates of insurance or performance and maintenance bonds; and
e. 
ROW permit application fee as established by the City.
6. 
ROW Permit Review. The Director and Public Works Director shall review each application on a form provided by the City for an excavation permit and shall grant, grant with conditions, or deny all such applications as provided herein within thirty-one (31) days of receipt thereof. The Director and Public Works Director shall review each application for a facilities maintenance permit and shall grant, grant with conditions, or deny all such applications as provided herein within a reasonable time.
7. 
ROW Permit Denial. The Director and Public Works Director may deny an application for a ROW permit to the extent allowable by State and Federal law, if denial is deemed to be in the public interest, including for the following reasons:
a. 
Failure to provide information required by the application or this Chapter;
b. 
Failure to return the rights-of-way to its previous condition under previously issued ROW permits or after prior excavations by the applicant;
c. 
For reasons of environmental, historic, or cultural sensitivity, as defined by applicable Federal, State, or local law;
d. 
For the applicant's refusal to comply with alternative ROW work methods, locations, or other reasonable conditions required by the Director and Public Works Director;
e. 
For any other violations of or non-compliance caused by or through the ROW user of any applicable City, State, or Federal law or regulation, except where such violation is prohibited by applicable law for being a basis for denial; and
f. 
For any other lawful reason to protect the public health, safety, and welfare, provided that such denial does not fall within the exclusive authority of the PSC or interfere with a ROW user's right of eminent domain and, provided further, that such denial is imposed on a competitively neutral and non-discriminatory basis. In determining whether the denial of a ROW permit is necessary to protect the public health, safety, and welfare, the Director and Public Works Director may consider one (1) or more of the following factors:
(1) 
The extent to which the rights-of-way space where the ROW permit is sought is available, including the consideration of competing demands for the particular space in the rights-of-way, or other general conditions of the rights-of-way;
(2) 
The applicability of any ordinance, provision of this Code, or other regulations that affects the location of facilities in the rights-of-way;
(3) 
The degree and nature of disruption to surrounding communities and businesses that will result from the use of that part of the rights-of-way, including whether the issuance of a ROW permit for the particular dates and/or times requested would cause a conflict or interfere with an exhibition, celebration, festival, or any other event; and
(4) 
The failure to comply with applicable City ordinances, or any other violation, unsafe conditions, or damage or threatened harm to the rights-of-way or public, except where such circumstance would otherwise not constitute a lawful basis for denial of a ROW permit.
8. 
ROW Permit Issuance. Each ROW permit issued by the Director and Public Works Director shall include:
[Ord. No. 3888, 12-20-2018]
a. 
Projected commencement and termination dates or, if such dates are unknown at the time the ROW permit is issued, a provision requiring the applicant to provide the Director with reasonable advance notice of such dates once they are determined;
b. 
Length of affected area, number of road crossings, and identification and description of any pavement or curb cuts included in the work;
c. 
Information regarding scheduling and coordination of work, if necessary;
d. 
The location of any of the applicant's work or facilities, both those proposed and existing, and the location of any known facilities or other structures owned by another person that may be affected by the proposed work; and
e. 
An acknowledgment and representation by the applicant to comply with the terms and conditions of the ROW permit and this Chapter.
Installation and collocation of a "small wireless facility" as defined by Section 67.5111, RSMo., shall be completed within one (1) year of issuance of the ROW permit or the ROW permit shall become null and void and shall no longer authorize installation or collocation of such "small wireless facility."
9. 
ROW Permit Specific Conditions. The Director and Public Works Director may also impose reasonable conditions upon the issuance of a ROW permit and the performance of ROW work in order to protect the public health, safety, and welfare, to ensure the structural integrity of the rights-of-way, to protect the property and safety of other users of the rights-of-way, and to minimize the disruption and inconvenience to the traveling public. Such reasonable conditions may include, but are not limited to:
a. 
The amount of excavation or facilities maintenance which may occur at one (1) time and the amount of rights-of-way which may be obstructed during construction;
b. 
The number or size of conduits or other facilities that may be installed by each ROW user based on the reasonable needs to ensure that no one (1) ROW user may unreasonably consume a disproportionate amount of the available rights-of-way to deter competition or deprive the public or others of the reasonable use of the rights-of-way;
c. 
Posting of an additional or larger performance and maintenance bond for additional facilities, except as otherwise provided in Section 510.060 hereof, when the established amount is reasonably determined to be insufficient;
d. 
The design, location, and nature of all facilities, based on a non-discriminatory basis in ensuring the safe, efficient, and appropriate use of the rights-of-way consistent with this Chapter and applicable law; and
e. 
Other reasonable conditions regarding the timing, safety precautions, space, or specific implementation of the specific work proposed.
10. 
ROW Permit Revocation. The Director and Public Works Director may, to the extent allowed by applicable law, revoke a ROW permit without fee refund after notice and an opportunity to cure, but only in the event of a substantial breach of the terms and material conditions of the ROW permit or this Chapter or as otherwise permitted by applicable law. Prior to revocation, the Director shall provide written notice to the ROW user identifying any substantial breach and allowing a reasonable period of time not longer than thirty (30) days to cure the problem, which cure period may be immediate if certain activities must be stopped to protect the public safety. The cure period shall be extended by the Director on good cause shown by the ROW user. A substantial breach, includes, but is not limited to, the following:
a. 
A material violation of a provision of the ROW permit or this Chapter;
b. 
An evasion or attempt to evade any material provision of the ROW permit or the perpetration or attempt to perpetrate any fraud or deceit upon the City or its residents;
c. 
A material misrepresentation of fact in the ROW permit application;
d. 
A failure to complete ROW work by the date specified in the ROW permit, unless an extension is obtained or unless the failure to complete the work is due to reasons beyond the ROW user's control;
e. 
A failure to correct, upon reasonable notice and opportunity to cure as specified by the Director, work that does not conform to applicable national safety ordinances, industry construction standards, this Chapter, or any other applicable ordinances; and
f. 
Any other lawful reason.
11. 
Other Remedies. Any breach of the terms and conditions of a ROW permit shall also be deemed a violation of this Chapter and in lieu of revocation, the Director may initiate prosecution of the ROW user for such violation.
12. 
Law Compliance Incorporation. Every ROW permit issued hereunder shall incorporate the requirements and terms of this Chapter, and all applicable ordinances, to the extent permitted by law. The ROW user shall perform such work in accordance with the issued ROW permit and applicable provisions of this Chapter and any subsequent ordinances or regulations that may be adopted by the City regarding excavation or facilities maintenance work. In addition, all ROW users shall be subject to all technical specifications, design criteria, policies, resolutions and ordinances now or hereafter adopted or promulgated by the City in the reasonable exercise of its police power relating to ROW permits and fees, sidewalk and pavement cuts, facility location, construction coordination, surface restoration, and other requirements on the use of the rights-of-way. A ROW user shall perform all excavations or facilities maintenance in full compliance with all applicable engineering codes adopted or approved by the City, and in accordance with applicable statutes of the State of Missouri, and the rules and regulations of the PSC, FCC, and any other local, State, or Federal agency having jurisdiction over the parties. The ROW user shall comply with the excavation requirements of Missouri One Call established by Sections 319.010 et seq., RSMo., as amended. A ROW user shall be responsible for all excavations or facilities maintenance done in the rights-of-way on its behalf, regardless of by whom the excavation or facilities maintenance is done.
13. 
Subsurface Utility Engineering Survey. Unless determined by the Director as unnecessary, prior to the commencement of any construction or alteration of its facilities located in the rights-of-way, the ROW user shall furnish to the Director a subsurface utility engineering study on the proposed route of construction, expansion, or alteration, which shall consist of the following:
a. 
All available plans, plats, and other location data indicating the existence and approximate location of all facilities along the proposed construction route;
b. 
Completion of a visual survey and written record of the location and dimensions of any above-ground features of any underground facilities along the proposed construction route including, but not limited to, manholes, pedestals, valve boxes, utility boxes, posts, and visible street cut repairs;
c. 
Plot and incorporate the data obtained from completion of tasks (a) and (b) above onto the provider's proposed facilities route maps, plan sheets, and digital files; and
d. 
Provide all such data collected into a digital file (or other format as may be identified by the Director) and deliver a copy to the Director.