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Borough of Lewisburg, PA
Union County
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Table of Contents
Table of Contents
[Adopted 12-20-2005 by Ord. No. 971[1]]
[1]
Editor's Note: This ordinance repealed Ord. No. 76-15, adopted 4-21-1976.
This article shall be known as the "Street Excavation Ordinance of the Borough of Lewisburg."
A. 
Excavations in paved streets owned and maintained by the Borough degrade and shorten the life of the surface of the streets, and this degradation increases the frequency and cost to the public of necessary resurfacing, maintenance and repair. It is appropriate that entities responsible for excavating into the Borough's rights-of-way bear this burden rather than the taxpayers of the Borough. In addition, establishment of variable fees will create an incentive for coordination of efforts in excavating the streets to lay or rehabilitate utilities in conjunction with the Borough's street improvement schedule.
B. 
The purpose of this article is to regulate the placement and maintenance of utilities within areas designated as public rights-of-way within the Borough of Lewisburg. This article is adopted to maintain the safe condition of the public right-of-way to protect public health, safety and welfare.
The following words used in this article shall have, unless the context clearly indicates otherwise, the meanings given to them in this section:
ACKNOWLEDGMENT OF COMPLETION
The date on which the Borough records that the permitted work appears to be completed under the permit and this article.
ADJACENT AREA
The area surrounding the immediate area of the permitted work, which can reasonably be assumed to have been affected by the permitted work.
APPLICANT
A person, organization, government agency, utility, etc., seeking an excavation permit from the Borough as directed by this article.
BACKFILL
Material used to replace or the act of replacing material removed during construction.
BASE COURSE
The layer or layers of specified or selected material of designed thickness placed on a subbase or a subgrade to support a surface course.
BOROUGH
The Borough of Lewisburg, Union County, Pennsylvania.
BOROUGH COUNCIL
The duly elected Borough Council of the Borough of Lewisburg, Union County, Pennsylvania.
BOROUGH ENGINEER
The duly appointed civil engineer for the Borough.
BOROUGH MANAGER
The duly appointed Borough Manager of the Borough.
BOROUGH'S DESIGNATED REPRESENTATIVE
The duly appointed representative of the Borough to administer and uphold the requirements of this article.
CARTWAY
A stoned, paved or hard surface of a street, road or alley customarily used by vehicles in the regular course of travel.
CLEAR ZONE
The portion of the right-of-way beyond the pavement edge within which, under Design Manual Part 5, no new obstruction may be located.
DEGRADATION FEE
Fee charged for an officially authorized street excavation to defray a percentage of costs for resurfacing and reconstruction of Borough streets resulting from the depreciation of streets associated with street openings.
DESIGN MANUAL, PART 2
A Pennsylvania Department of Transportation (PennDOT) publication containing the Department's highway design criteria.
DESIGN MANUAL, PART 5
A Pennsylvania Department of Transportation (PennDOT) publication containing the Department's utility relocation and accommodation policies relating to permits issued in conjunction with highway construction projects.
EMERGENCY
An unforeseen occurrence or combination of circumstances, which calls for immediate action or remedy.
EMERGENCY REPAIR
Repair of damages to a utility facility, resulting from a vehicle accident or collision with the facility, a failed component or storm damage. The term does not include service connections or disconnections unrelated to vehicle accident, a failed component or storm damage. Emergency repairs shall be subject to Pennsylvania on-call emergency repair requirements and conditions.
EQUIPMENT
Machinery and equipment, together with the necessary supplies for upkeep and maintenance, and tools and apparatus necessary for the proper construction and completion of work.
FLEXIBLE BASE PAVEMENT
A pavement structure, which maintains intimate contact with and distributes loads to the subgrade and depends on aggregate interlock, particle friction and cohesion for stability.
GROUT
A mixture of cement, water and sand.
IMPROVED AREA
The area within the right-of-way that has been constructed to enable travel, including roadbed, pavement, shoulders, slope, sidewalks, drainage facilities and other appurtenances.
INSPECTOR
The Borough's authorized representative assigned to inspect permitted operations.
PAVEMENT
The combination of subbase, base course and surface course placed on subgrade to support the traffic load or distribute it to the roadbed, or both. The term normally includes the traveled portion of the highway and extends to the face of the curb in a curbed section. The term does not include shoulders.
PENNDOT
The Department of Transportation of the Commonwealth of Pennsylvania.
PERMIT
A highway occupancy permit issued by the Borough or the Borough's designated representative.
PERSON
Any person or persons, corporations, company, partnership, firm, associations, entity, trust or any entity with legal responsibilities. Whenever used in any clause prescribing or imposing a fine or imprisonment, or both, "person" shall mean, as applied to associations, the partners or members thereof and, as applied to corporations, the officers thereof.
PLANS
Drawings that show the location, character and dimensions of the proposed occupancy and related highway features, including layouts, profiles, cross sections and other details.
PLOWING
Direct burial of a utility line by means of plow-type mechanism that breaks the ground, places the utility line and closes the break in the ground in a single operation.
PUBLICATION 408
A PennDOT publication containing the Department's highway construction specifications, as supplemented.
PUBLIC STREET or STREET
A right-of-way owned and maintained by the Borough intended for use as a means of vehicular and/or pedestrian circulation, which provides a means of access to abutting tracts of land or lots. Any and all Borough streets, roads, lanes, alleys and rights-of-ways.
PUBLIC UTILITY
Entity providing electricity, natural gas, telecommunications, water or other service as defined and regulated by the Pennsylvania Public Utility Commission. Additionally, a Municipal Authority providing a similar service shall be considered a utility under this article.
RIGHT-OF-WAY (EASEMENT)
A strip of land occupied, used or intended to be occupied and used exclusively or in conjunction with other uses as street, road, highway, alley, walkway, or for utility lines, pipes and structures, stormwater drainage systems and structures or similar uses.
ROADBED
The graded portion of a highway within top and side slopes, prepared as a foundation for the pavement and shoulder.
ROADWAY CONSTRUCTION STANDARDS
A PennDOT Publication No. 72 containing the Department's design standards for highway construction.
SEAL COAT
A thin treatment consisting of bituminous or other approved material, usually with cover aggregate, applied to a surface course.
SELECT GRANULAR MATERIAL OR NO. 2A
A material meeting specifications in Section 703.3 of PennDOT's Publication 408.
SHOULDER
The existing improved area or graded portion of the highway, contiguous to the traffic lanes, for accommodation of stopped vehicles, for emergency use or for lateral support of base and surface courses of pavement.
STREET SECTION
The portion of a street between two intersecting streets.
STRUCTURE
Any material or combination of materials that are constructed or erected, the use of which requires location on the ground, or attached to something located on or below the ground and shall include poles and towers.
SUBBASE
The layers of specified or selected material of designated thickness placed on a subgrade to support a base course.
SUBGRADE
The top surface of a roadbed upon which the pavement structure and shoulders, including curbs, are constructed.
SUPPLEMENT
An amendment to the highway occupancy permit issued by the Borough.
TACK COAT
An application of bituminous material to an existing surface to provide bond with a superimposed course.
TEST HOLE
An exploratory opening less than 100 square inches.
UTILITY FACILITY OR FACILITIES
Privately, publicly or cooperatively owned lines, facilities and systems for producing, transmitting or distributing communications, power, electricity, light, heat, gas, oil, crude products, coal, water, steam, waste stormwater, and including fire and police signal systems and streetlighting systems, which directly or indirectly serve the public or any part thereof.
VEHICLE
Any device that is or may be moved or drawn upon a highway, street, alley or similar paved or unpaved area.
WEARING COURSE
One or more layers of a pavement structure designed to accommodate the traffic load, the top layer of which resists skidding, traffic abrasion and the disintegrating effects of climate. The top layer is sometimes called the "surface course."
A. 
It shall be unlawful for any person to dig up, break, excavate, tunnel, bore, undermine or in any manner break up any street or to make or cause to be made any excavation in or under the surface of any street or to place, deposit or leave upon any street any earth or other material obstructing or tending to interfere with the free use of the street unless such person shall first have obtained an excavation permit from the Borough as herein provided.
B. 
No excavation permit shall be issued unless an application for same or forms provided for that purpose are submitted to the Borough or the Borough's designated representative.
C. 
The application shall include, but not be limited to, the following information:
(1) 
Name, address, telephone number, fax number and a contact person of the applicant.
(2) 
Name and location of the street and designation of public or private streets.
(3) 
Anticipated date of commencement of work and estimated date of completion of work with typical work hours.
(4) 
Name, address, telephone number, fax number and contact person for contractor performing the work, if other than the applicant.
(5) 
Description of utility.
(6) 
Attached to the application shall be the following:
(a) 
Drawings and plans, satisfactory to the Borough and of a workable scale, setting forth the location of existing and proposed utilities, and all components thereof, name of street, width of right-of-way, cartways and shoulders, and locations of stormwater drainage facilities, curbs and sidewalks. The drawings and plans shall be provided with a properly executed financial security agreement.
(b) 
A narrative of all work to be done, including a description of all materials to be used.
(c) 
Copies of all permits required by other regulatory agencies.
D. 
The application for a permit shall be reviewed by the Borough or the Borough's designated representative and acted upon within 30 calendar days of submission. The action by the Borough or the Borough's designated representative shall be (1) approval and issuance of the permit or (2) denial of permit. Written notice of said action shall be mailed to applicant by First Class Mail within the said 30 calendar days. In the event of a denial of the application, the said notice shall set forth the reasons for the denial. Failure to comply with the notice requirements herein shall be deemed to be an approval of the application.
E. 
The permittee may request in writing a supplement to the permit to amend a permit condition, such as the traffic control plan, or to extend the permit expiration date. A permit is valid for a six-month period, as specified in the permit, subject to the following conditions:
(1) 
No work may be performed on an expired permit. If the permittee has not completed the authorized work by the completion date specified on the permit, an application shall be submitted requesting a time extension on the permit.
(2) 
If approved, a supplement to the permit authorizing a new completion date will be issued by the Borough or the Borough's designated representative.
(3) 
No extension of the permit will be authorized unless the permittee obtains an extension on the duration of the bond, insurance or other security required under this article, which extension of the bond, insurance or other security corresponds with the permit time extension. The permittee shall provide evidence of the extension to the Borough or the Borough's designated representative.
(4) 
No time extension supplement will be issued for a request received more than 30 days after the expiration of the permit. In that case, an application for a new permit must be submitted to the Borough or the Borough's designated representative and additional fees may apply.
F. 
When permitted work has been completed, the permittee shall notify, in writing, the Borough or the Borough's designated representative for a final closeout inspection.
If the permittee, excluding a public utility, would be authorized to perform a substantial amount of work within the right-of-way, the Borough may, at it sole discretion, require the applicant to execute a financial security agreement in an amount equal to 110% of the estimated restoration costs of the construction or reconstruction. If financial security is required, it shall be delivered to the Borough or the Borough's designated representative in a form and amount acceptable to the Borough's Solicitor and shall guarantee restoration and maintenance of the highway for a period of at least two years after the acknowledged completion of the permitted work. The following documents are acceptable forms of financial security:
A. 
An individual or blanket bond executed by the permittee and naming the Borough as obligee.
B. 
An irrevocable letter of credit signed by a bank officer and naming the Borough as sole beneficiary, to be honored on presentment.
C. 
An assignment of cause of action when authorized by the Borough.
D. 
An escrow account in a form acceptable to the Borough.
A. 
Contemporaneous with the submission of an application for a permit, the applicant shall submit to the Borough or the Borough's designated representative written evidence, satisfactory to the Borough, of permanent public liability insurance in an amount of not less than $1,000,000. The same shall remain in full force and effect until two years after the date of the completion of the work for which the permit has been issued. The insurance will be in such form and with such company as shall be satisfactory to the Borough. The Borough shall be named as a co-insured and the policy shall include a provision to defend the Borough.
B. 
In the event the applicant fails to provide written evidence of said insurance as required herein or fails to maintain the said insurance as required herein, applicant shall cease all work and the Borough may exercise its rights under the Financial Security Agreement to complete the work or take such action as is necessary to make the area of work safe or pay for liability insurance. The costs of any action taken by the Borough shall be paid from the financial security required hereunder or the same shall be collectible by the Borough in the manner provided by law for collection of municipal clams. Applicant shall be responsible for all costs incurred but not paid from the financial security.
Applicant shall indemnify, keep and hold the Borough, its officers, agents and employees and the Borough's designated representative, free and harmless from any and all liability on account of injury or damage to person or property arising or growing out of the applicant's work pursuant to the said permit. In the event a suit is brought against the Borough either individually or jointly with applicant or others on account thereof, applicant, upon notice from the Borough, shall pay the Borough's and/or the Borough's designated representative's costs in defending the said suit. In the event there is a final judgment against the Borough and/or the Borough's designated representative on the same, applicant shall pay said judgment, together with all costs, and shall save the Borough harmless therefrom.
A. 
A permit application fee shall be charged to defray costs incurred by the Borough in reviewing and processing the application and plans, including the preliminary review of the site location identified in the application. The application fee includes costs incurred by the Borough or the Borough's designated representative in spot inspections of permitted work or subsequent inspections after the permitted work has been completed and to monitor compliance with the permit and this article. The permit application fee, whether or not a permit is issued and processed, shall be paid with the submission of an application. Additionally, the Borough will determine all additional fees that may be required based on opening size and if a degradation fee is applicable.
B. 
If the Borough or the Borough's designated representative anticipates that the cost of reviewing the required application information or inspecting the permitted work will exceed the permit application fees by a significant amount, the following additional fees shall be assessed:
(1) 
If the Borough or the Borough's designated representative determines that the permitted work is of sufficient magnitude or importance to warrant assignment of one or more persons to inspect the permitted work on a more than spot inspection basis, the permit will so indicate, and the permittee shall be charged the inspection fee hourly rate incurred by the Borough or the Borough's designated representative for inspection.
(2) 
The charges will be calculated either on an actual cost basis or a standard unit cost basis.
(3) 
The Borough or the Borough's designated representative will provide an itemized invoice for additional fees due the Borough.
C. 
All fees, which shall be established from time to time by a duly adopted resolution of Borough Council, shall be paid in full prior to the start of work.
D. 
Permit application fees are not required from the following:
(1) 
The Commonwealth of Pennsylvania or any of its political subdivisions.
(2) 
The federal government.
(3) 
Utility facility owners for:
(a) 
The installation or maintenance of highway lighting at the request of the Borough.
(b) 
The replacement or renewal of their facilities prior to a Borough maintenance project after notice from the Borough.
(c) 
Emergency repairs.
(d) 
The removal of poles and attached appurtenances.
(e) 
Facilities moved at the request of the Borough.
(f) 
Facility relocations necessitated by Borough street vacations or abandonments.
E. 
Excavations in streets scheduled for pavement or other structural improvements in the Borough's capital improvement construction schedule within one year of the date of excavation shall be exempt from the permit application fee. The Borough or the Borough's designated representative shall endeavor to notify public utilities of streets so scheduled.
A. 
All work done pursuant to an excavation permit issued under the provisions of this article shall be performed under the direction and to the satisfaction of the Borough or the Borough's designated representative.
B. 
The permit is binding upon the permittee, its agents, contractors, heirs, personal representative, successors and assigns, and shall be in compliance with the following:
(1) 
The permittee is responsible for causing compliance with the terms and conditions of the permit by its employees, agents and contractors. Responsibility for compliance with the terms of the permit may not be assigned or transferred by the permittee without first obtaining approval from the Borough or the Borough's designated representative after submitting a written request to do so. If a permit is assigned or transferred without first obtaining approval from the Borough or the Borough's designated representative, the assignment or transfer is void.
(2) 
The permit shall be located at the work site and be available for inspection by a Buffalo Valley Regional Police Department police officer or representative of the Borough.
[Amended 4-17-2012 by Ord. No. 1014]
(3) 
The permit shall be maintained by the permittee as a permanent record and remain in effect, subject to the permit conditions and this article, as long as the permittee's facilities authorized by the permit occupy the right-of-way.
(4) 
The permittee is liable to the Borough for failure to comply with the permit and this article. The liability of the permittee to the Borough does not preclude the permittee, the Borough, or a property owner adjacent to permitted work from bringing an action against the permittee's contractor, subcontractor, engineer, architect, assignee, agent, workers, employees or other persons.
C. 
The permittee shall be responsible to maintain traffic control devices during duration of work. All maintenance and protection of traffic control devices shall be in accordance with PennDOT Publication 203, as amended.
D. 
All work shall occur between the hours of 7:00 a.m. and 5:00 p.m., unless the permit specifically allows a variance from this work or if the work was completed as an emergency repair.
E. 
At the end of a workday, an opening in the right-of-way shall be covered, backfilled or protected. If work is stopped on a project the permittee shall promptly backfill the opening and restore the surface, and work may not be resumed until the permittee is prepared to proceed with the work to its completion. If the permittee fails to backfill the opening or proceed until completion of the work, the Borough reserves the right to do the work upon notice to the permittee, where practicable, and shall be reimbursed for the costs by the permittee within 30 days after receipt of the Borough's invoice.
F. 
If the permittee, after making an opening in the surface to place or repair a facility or for another purpose, fails to restore a portion of the right-of-way to conform with this article, the Borough reserves the right to do the work upon notice to the permittee, where practicable, and the permittee shall reimburse the Borough for the cost thereof within 30 days after receipt of the Borough's invoice therefor and upon failure of the permittee to do so, the Borough shall be paid from the financial security required hereunder or the same shall be collectible by the Borough in the manner provided by law for the collection of municipal claims.
G. 
Any person or firm to whom a street excavation permit has been issued shall notify all utility companies of the intent to excavate in accordance with Pennsylvania Act 187 of 1996, as amended. This notification shall be given not less than 72 hours in advance of the commencement of the work and shall indicate the time, place and purpose of the street excavation.
H. 
Any person or firm to whom a street excavation permit or work contract has been issued shall have the duty of determining the location and depth of all existing underground utility installations. If a utility line is broken or damaged in any way, the permittee or contractor shall immediately notify the utility owner.
I. 
Drainage alterations.
(1) 
Altering drainage is prohibited unless specifically authorized by the permit. The permittee shall not:
(a) 
Alter the existing drainage pattern or the existing flow of drainage water.
(b) 
Direct additional drainage of surface water toward, onto, or into or in any way affect the highway right-of-way or highway facilities. Additionally, the permit does not authorize the permittee to direct, divert or otherwise drain surface waters over the property of another property owner.
(2) 
The permit does not relieve the permittee from acquiring the consent, permission or other authorization from a property owner who may be adversely affected by drainage alterations.
J. 
A highway shall be protected from equipment damage in accordance with the following:
(1) 
To protect the pavement and shoulders, equipment shall have rubber wheels or runners and have rubber, wood or similar protective pads between the outriggers and the surface unless otherwise authorized by the permittee.
(2) 
If other than rubber equipped machinery or equipment is used, the pavement and shoulders shall be protected from equipment damage by the use of matting or other suitable protective material, unless the permittee requests a waiver thereof in writing. Such a waiver from the use of protective material does not relieve the permittee of its obligation and commitment to repair or reconstruct the pavement and shoulder, if damaged, to its former condition.
(3) 
If any equipment damages the pavement, shoulder, curb and/or sidewalk, the permittee shall restore the damaged pavement, shoulder, curb and/or sidewalk to its former condition in a manner authorized by the Borough or the Borough's designated representative.
K. 
If backfill or restoration work will be performed for the permittee by a contractor, the permittee shall identify to the Borough both its contractor and its inspector-in-charge who shall be assigned to monitor backfill and restoration work performed within the improved area. The permittee's inspector-in-charge, as well as the permittee, is responsible for ensuring that the work is performed in compliance with the permit.
A. 
All excavation and trenches shall be backfilled to the original ground surface or to grades specified. The backfill shall begin as soon as practical after the pipe or other construction has been placed and shall thereafter be carried on as rapidly as the protection of the balance of the work will permit. Depositing of the backfill shall be done in such a manner that the shock of falling material will not injure the pipe or adjacent structures. All excavation backfill shall be PennDOT certified No. 2A coarse aggregate. Under no circumstance may the original backfill be utilized.
B. 
Compaction of the backfill shall be done in lifts of uniform layers not to exceed eight inches in depth. Each lift shall be compacted over the full width of the excavated area. Backfill shall be compacted to 97% of its maximum dry density as measured using the standard proctor density test method.
C. 
Special compaction shall be done around all valves, hydrants and other structures and utilities by the use of pneumatic tampers, plate tampers or plate vibrators, with lifts not to exceed eight inches in depth.
D. 
Service trenches must be compacted in the same manner as the main trench. In areas where curb and sidewalk exists, sufficient curbing shall be removed to allow the prescribed compaction over the entire distributed area. The curb and sidewalk shall be replaced in accordance with Borough requirements.
E. 
At the end of excavation and backfill operations, the permittee shall provide temporary flexible pavement restoration in accordance with the following:
(1) 
The temporary flexible pavement shall consist of a minimum of three inches of bituminous concrete meeting the requirements of Section 305 of Publication 408 or other base course material authorized by the Borough or the Borough's designated representative.
(2) 
The temporary flexible pavement shall remain in place a minimum of 60 days prior to placement of the final pavement restoration.
F. 
Final base and surface restoration of flexible base pavements shall be in accordance with the following:
(1) 
Prior to replacement of the pavement, one foot outside of each edge of the opening shall be sawed the full depth of pavement in a neat straight line. The detached material shall be removed without damaging the adjacent pavement. The use of a pavement breaker is prohibited. The permittee may partially saw cut the pavement to a depth of at least three inches and cut the remaining pavement with a jackhammer weighing no more than 90 pounds.
(2) 
Exposed vertical and horizontal surfaces shall be prepared under Section 401.3(g) of PennDOT Publication 408.
(3) 
The base course shall consist of Superpave 25.0 MM Base Course material, PG 64-22, 0.0 to 0.3 ESAL's meeting the requirements of Section 309 of Publication 408 or other base course material authorized by the Borough. The base course material shall have a minimum depth of five inches or a depth equal to the existing base course, whichever is greater.
(4) 
The wearing course shall consist of Superpave 9.5 MM Wearing Course material, PG 64-22, 0.0 to 0.3 million ESAL's meeting the requirements of Section 409 of Publication 408 The wearing course shall have a minimum depth of 1 1/2 inches or a depth equal to the existing wearing course, whichever is greater.
G. 
Special requirements.
(1) 
In all cases, the contractor shall blade and compact the highway after the trench has been backfilled, so that it shall be passable to traffic at all times. The contractor shall maintain the roadway in a condition acceptable to the Borough or the Borough's designated representative at all times until final approval of the entire work by the Borough or the Borough's designated representative.
(2) 
When an applicant or permittee cuts a trench larger than three by 50 feet or makes five or more cuts in any section of a street, or street section, the Borough or the Borough's designated representative shall require the applicant or permittee to mill and overlay the full width to the centerline of the street, with 1 1/2 inches of PennDOT ID-2 wearing course or Superpave Asphalt Mixture Design pavement material equal to the existing material type used on that particular street. The length to be overlaid will be determined by measuring one foot on either side of the cut in the case of one cut, and one foot behind the first cut to one foot behind the last cut in the case of two or more cuts. When an area is overlaid as described above, no charge will be made for future maintenance on the permit for the fourth or more cuts prior to said overlay; however, for any defects or deficiencies, as provided in this article, once a section is overlaid as aforesaid, the number of cuts per section shall be counted again and the requirements of this subsection shall apply to all subsequent cuts into the street section and all permits issued thereafter.
(3) 
It shall be the responsibility of the person opening the street to continue the maintenance of that repaired opening for the life of the street or until the Borough resurfaces the street.
Any person, firm or corporation who shall violate any provision of this article shall be guilty of a summary offense and, upon conviction thereof in a summary proceeding before a District Judge, be sentenced to pay a fine of not more than $600, plus costs of prosecution, and/or be imprisoned for a period not to exceed 90 days. Each day that a violation of this article continues shall constitute a separate offense.