[HISTORY: Adopted by the Common Council of the City of Brodhead
as Title 3, Ch. 3, of the 1997 Code. Amendments noted where applicable.]
As used in this chapter, the following terms shall have the
meanings indicated:
The total cost of personnel, including wages, fringe benefits
and all other benefits and overhead, related to the time spent in
search of records.
Any of the following City of Brodhead entities having custody
of a City record: an office, elected official, agency, board, commission,
committee, council, department or public body corporate and politic
created by constitution, law, ordinance, rule or order; or a formally
constituted subunit of the foregoing.
That officer, department head, division head, or employee of the City designated under § 132-3 or otherwise responsible by law to keep and preserve any City records or file, deposit or keep such records in his or her office or is lawfully in possession or entitled to possession of such public records and who is required by this chapter to respond to requests for access to such records.
The actual cost of personnel plus all expenses for paper,
copier time, depreciation and supplies.
Any material on which written, drawn, printed, spoken, visual
or electromagnetic information or electronically generated or stored
data is recorded or preserved, regardless of physical form or characteristics,
which has been created or is being kept by an authority. "Record"
includes, but is not limited to, handwritten, typed or printed pages,
maps, charts, photographs, films, recordings, tapes, optical disks
and any other medium on which electronically generated or stored data
is recorded or preserved. "Record" does not include drafts, notes,
preliminary computations and like materials prepared for the originator's
personal use or prepared by the originator in the name of a person
for whom the originator is working; materials which are purely the
personal property of the custodian and have no relation to his or
her office; materials to which access is limited by copyright, patent
or bequest; and published materials in the possession of an authority
other than a public library which are available for sale, or which
are available for inspection at a public library.[1]
A.
Except as provided under § 132-7, each officer and employee of the City shall safely keep and preserve all records received from his or her predecessor or other persons and required by law to be filed, deposited or kept in his or her office or which are in the lawful possession or control of the officer or employee or his or her deputies, or to the possession or control of which he or she or they may be lawfully entitled as such officers or employees.
B.
Upon the expiration of an officer's term of office or an employee's
term of employment, or whenever the office or position of employment
becomes vacant, each such officer or employee shall deliver to his
or her successor all records then in his or her custody, and the successor
shall receipt therefor to the officer or employee, who shall file
said receipt with the City Clerk-Treasurer. If a vacancy occurs before
a successor is selected or qualifies, such records shall be delivered
to and receipted for by the Clerk-Treasurer, on behalf of the successor,
to be delivered to such successor upon the latter's receipt.
A.
Each elected official is the legal custodian of his or her records
and the records of his or her office, but the official may designate
the City Clerk-Treasurer to act as the legal custodian.
B.
Unless provided in Subsection C, the City Clerk or the City Clerk's designee shall act as legal custodian of the Common Council and for any committees, commissions, boards, or other authorities created by ordinance or resolution of the Common Council. The following offices or authority shall have as a legal custodian of records the individual so named:
[Amended 12-16-2019 by Ord. No. 2019-018]
Authority
|
Designated Legal Custodian
|
---|---|
City Assessor's office
|
City Assessor
|
General City records (including Council records)
|
City Clerk
|
Fire District
|
Fire Chief
|
Police Department
|
Chief of Police
|
Financial records
|
City Treasurer
|
City Attorney's office
|
City Attorney
|
D.
Each legal custodian shall name a person to act as legal custodian
in his or her absence or in the absence of his or her designee, and
each legal custodian shall send notice of the designated deputy to
the City Clerk-Treasurer.
E.
The City Clerk-Treasurer shall establish criteria for establishing
the records system and shall cause the department/office records system
to be reviewed on an annual basis.
A.
Except as provided in § 132-6, any person has a right to inspect a record and to make or receive a copy of any record of provided in § 19.35(1), Wis. Stats.
B.
Records will be available for inspection and copying during all regular
office hours.
C.
If regular office hours are not maintained at the location where
records are kept, the records will be available for inspection and
copying upon at least 48 hours' advance notice of intent to inspect
or copy.
D.
A requester shall be permitted to use facilities comparable to those
available to City employees to inspect, copy or abstract a record.
E.
The legal custodian may require supervision during inspection or
may impose other reasonable restrictions on the manner of access to
an original record if the record is irreplaceable or easily damaged.
F.
A requester shall be charged a fee of $0.25 per page to defray the
cost of copying records.
(1)
If the form of a written record does not permit copying, the actual
and necessary cost of photographing and photographic processing shall
be charged.
(2)
The actual full cost of providing a copy of other records not in
printed form on paper, such as films, computer printouts and audio
tapes and videotapes, shall be charged.
(3)
If mailing or shipping is necessary, the actual cost thereof shall
also be charged.
(4)
There shall be no charge for locating a record unless the actual
cost therefor exceeds $50, in which case the actual cost shall be
determined by the legal custodian and billed to the requester.
(5)
The legal custodian shall estimate the cost of all applicable fees
and shall require a cash deposit adequate to assure payment, if such
estimate exceeds $5.
(6)
Elected and appointed officials of the City shall not be required
to pay for public records they may reasonably require for the proper
performance of their official duties.
(7)
The legal custodian may provide copies of a record without charge
or at a reduced charge where he or she determines that waiver or reduction
of the fee is in the public interest.
G.
Pursuant to § 19.34, Wis. Stats., and the guidelines therein
listed, each authority shall adopt, prominently display and make available
for inspection and copying at its offices, for the guidance of the
public, a notice containing a description of its organization and
the established times and places at which, the legal custodian from
whom, and the methods whereby, the public may obtain information and
access to records in its custody, make requests for records, or obtain
copies of records, and the costs thereof. This subsection does not
apply to members of the Common Council.
A.
A request to inspect or copy a record shall be made to the legal custodian. A request shall be deemed sufficient if it reasonably describes the requested record or the information requested. However, a request for a record without a reasonable limitation as to subject matter or length of time represented by the record does not constitute a sufficient request. A request may be made orally, but a request must be in writing before an action to enforce the request is commenced under § 19.37, Wis. Stats. Except as provided below, no request may be refused because the person making the request is unwilling to be identified or to state the purpose of the request. No request may be refused because the request is received by mail, unless prepayment of a fee is required under § 132-4F(5). A requester may be required to show acceptable identification whenever the requested record is kept at a private residence or whenever security reasons or federal law or regulations so require.
B.
Each custodian, upon request for any record, shall, as soon as practicable
and without delay, either fill the request or notify the requester
of the authority's determination to deny the request in whole or in
part and the reasons therefor. If the legal custodian, after conferring
with the City Attorney, determines that a written request is so general
as to be unduly time consuming, the party making the request may first
be required to itemize his or her request in a manner which would
permit reasonable compliance.
C.
A request for a record may be denied as provided in § 132-6. If a request is made orally, the request may be denied orally unless a demand for a written statement of the reasons denying the request is made by the requester within five business days of the oral denial. If a written request is denied in whole or in part, the requester shall receive a written statement of the reasons for denying the request. Every written denial of a request shall inform the requester that, if the request for the record was made in writing, then the determination is subject to review upon petition for a writ of mandamus under § 19.37(1), Wis. Stats., or upon application to the Attorney General or a District Attorney.
A.
As provided in § 19.36, Wis. Stats., the following records
are exempt from inspection under this chapter:
(1)
Records specifically exempted from disclosure by state or federal
law or authorized to be exempted from disclosure by state law;
(2)
Any record relating to investigative information obtained for law
enforcement purposes if federal law or regulations require exemption
from disclosure or if exemption from disclosure is a condition to
receipt of aids by the state;
(3)
Computer programs and files, although the material used as input
for a computer program/file or the material produced as a product
of the computer program is subject to inspection; and
B.
As provided by § 43.30, Wis. Stats., public library circulation
records are exempt from inspection under this section.
C.
In responding to a request for inspection or copying of a record
which is not specifically exempt from disclosure, the legal custodian,
after conferring with the City Attorney, may deny the request, in
whole or in part, only if he or she determines that the harm to the
public interest resulting from disclosure would outweigh the public
interest in full access to the requested record. Examples of matters
for which disclosure may be refused include, but are not limited to,
the following:
(1)
Records obtained under official pledges of confidentiality which
were necessary and given in order to obtain the information contained
in them.
(2)
Pursuant to § 19.85(1)(a), Wis. Stats., records of current
deliberations after a quasi-judicial hearing.
(3)
Pursuant to § 19.85(1)(b) and (c), Wis. Stats., records
of current deliberations concerning employment, dismissal, promotion,
demotion, compensation, performance, or discipline of any City officer
or employee, or the investigation of charges against a City officer
or employee, unless such officer or employee consents to such disclosure.
(4)
Pursuant to § 19.85(1)(d), Wis. Stats., records concerning
current strategy for crime detection or prevention.
(5)
Pursuant to § 19.85(1)(e), Wis. Stats., records of current
deliberations or negotiations on the purchase of City property, investing
of City funds, or other City business whenever competitive or bargaining
reasons require nondisclosure.
(6)
Pursuant to § 19.85(1)(f), Wis. Stats., financial, medical,
social or personal histories or disciplinary data of specific persons
which, if disclosed, would be likely to have a substantial adverse
effect upon the reputation of any person referred to in such history
or data.
(7)
Pursuant to § 19.85(1)(g), Wis. Stats., communications
between legal counsel for the City and any officer, agent or employee
of the City, when advice is being rendered concerning strategy with
respect to current litigation in which the City or any of its officers,
agents or employees is or is likely to become involved, or communications
which are privileged under § 905.03, Wis. Stats.
(8)
Pursuant to § 19.85(l)(h), Wis. Stats., requests for confidential
written advice from an ethics board, and records of advice given by
such ethics board on such requests.
D.
If a record contains information that may be made public and information
that may not be made public, the custodian of the record shall provide
the information that may be made public and delete the information
that may not be made public from the record before release. The custodian
shall confer with the City Attorney prior to releasing any such record
and shall follow the guidance of the City Attorney when separating
out the exempt material. If, in the judgment of the custodian and
the City Attorney, there is no feasible way to separate the exempt
material from the nonexempt material without unreasonably jeopardizing
nondisclosure of the exempt material, the entire record shall be withheld
from disclosure.
A.
City officers may destroy the following nonutility financial records
of which they are the legal custodians and which are considered obsolete,
after completion of any required audit by the Legislative Audit Bureau
or an auditor licensed under Ch. 442, Wis. Stats., but not less than
seven years after payment or receipt of any sum involved in the particular
transaction, unless a shorter period has been fixed by the State Public
Records Board pursuant to § 16.61(3)(e), Wis. Stats., and
then after such shorter period:[1]
(1)
Bank statements, deposit books, slips and stubs.
(2)
Bonds and coupons after maturity.
(3)
Canceled checks, duplicates and check stubs.
(4)
License and permit applications, stubs and duplicates.
(5)
Payrolls and other time and employment records of personnel included
under the Wisconsin Retirement Fund.
(6)
Receipt forms.
(7)
Special assessment records.
(8)
Vouchers, requisitions, purchase orders and all other supporting
documents pertaining thereto.
B.
City officers may destroy the following utility records of which
they are the legal custodians and which are considered obsolete after
completion of any required audit by the Legislative Audit Bureau or
an auditor licensed under Ch. 442, Wis. Stats., subject to State Public
Service Commission regulations, but not less than seven years after
the record was effective, unless a shorter period has been fixed by
the State Public Records Board pursuant to § 16.61(3)(e),
Wis. Stats., and then after such a shorter period, except that water
stubs, receipts of current billings and customers' ledgers may be
destroyed not less than two years after payment or receipt of the
sum involved or the effective date of said record:[2]
C.
City officers may destroy the following records of which they are
the legal custodian and which are considered obsolete, but not less
than seven years after the record was effective, unless another period
has been set by statute, and then after such a period, or unless a
shorter period has been fixed by the State Public Records Board pursuant
to § 16.61(3)(e), Wis. Stats., and then after such a shorter
period:
(1)
Contracts and papers relating thereto.
(2)
Correspondence and communications.
(3)
Financial reports other than annual financial reports.
(4)
Justice dockets.
(5)
Oaths of office.
(6)
Reports of boards, commissions, committees and officials duplicated
in the Common Council proceedings.
(7)
Election notices and proofs of publication.
(8)
Canceled voter registration cards.
(9)
Official bonds.
(10)
Police Department records, except for the following record categories,
which are to be retained as provided therein:
[Amended 11-20-2019 by Ord. No. 2019-016]
(a)
Death investigation records: permanent.
(b)
Open investigation records of criminal or ordinance violations not involving records identified in Subsection C(10)(a): event plus one year; "event" equals expiration of the applicable time limitation on prosecution; or seven years, whichever is longer.
(11)
Resolutions and petitions, providing the text of the same appears
in the official City minutes.
D.
Notwithstanding the above provisions appearing in this section, it
is intended hereby that election materials may be destroyed according
to lesser time schedules as made and provided in § 7.23,
Wis. Stats.
E.
Unless notice is waived by the State Historical Society, at least
60 days' notice shall be given the State Historical Society prior
to the destruction of any record as provided by § 19.21(4)(a),
Wis. Stats.
F.
Any tape recordings of a governmental meeting of the City may be
destroyed, erased or reused no sooner than 90 days after the minutes
of the meeting have been approved and published, if the purpose of
the recording was to make minutes of the meeting.
G.
Police, Fire, EMS and 911 audio dispatch tapes may be destroyed,
erased or reused no sooner than 120 days after the date any such recording
is created. However, no such records may be destroyed if litigation
or an audit involving these records has been commenced. Futhermore,
pursuant to § 19.35(5), Wis. Stats., these records may not
be destroyed at any time after the receipt of a request for inspection
or copying of the record under the open records law until after the
request is granted or until at least 60 days after the date that the
request is denied or, if the requestor is an incarcerated person,
until at least 90 days after the date that the request is denied.
If the City receives written notice that an action relating to a record
has been commenced under § 19.37, Wis. Stats., the record
may not be destroyed until after the order of the court in relation
to such record is issued and the deadline for appealing that order
has passed or, if appealed, until after the order of the court hearing
the appeal is issued. If the court orders the production of any record
and the order is not appealed, the record may not be destroyed until
after the request for inspection or copying is granted.
Any City officer or the director of any department or division of City government may, subject to the approval of the City Clerk-Treasurer, keep and preserve public records in his or her possession by means of microfilm or other photographic reproduction method. Such records shall meet the standards for photographic reproduction set forth in § 16.61(7)(a) and (b), Wis. Stats., and shall be considered original records for all purposes. Such records shall be preserved along with other files of the department or division and shall be open to public inspection and copying according to the provisions of state law and of §§ 132-4 through 132-6 of this chapter.