[HISTORY: Adopted by the Village Board of the Village of
East Troy 4-3-2000 by Ord. No. 2000-2 as Title 3, Ch. 3, of the 2000
Code. Amendments noted where applicable.]
As used in this chapter, the following terms shall have the
meanings indicated:
The total cost of personnel, including wages, fringe benefits
and all other benefits and overhead, related to the time spent in
search of records.
Any of the following Village of East Troy entities having
custody of a Village record: an office, elected official, agency,
board, commission, committee, council, department or public body corporate
and politic created by constitution, law, ordinance, rule or order,
or a formally constituted subunit of the foregoing.
That officer, department head, division head, or employee of the Village designated under § 122-3 or otherwise responsible by law to keep and preserve any Village records or file, deposit or keep such records in his or her office and who is required by this chapter to respond to requests for access to such records.
The actual cost of personnel plus all expenses for paper,
copier time, depreciation and supplies.
Any material on which written, drawn, printed, spoken, visual,
or electromagnetic information or electronically generated or stored
data is recorded or preserved, regardless of physical form or characteristics,
which has been created or is being kept by an authority. "Record"
includes, but is not limited to, handwritten, typed or printed pages,
maps, charts, photographs, films, recordings, tapes, optical disks,
and any other medium on which electronically generated or stored data
is recorded or preserved. "Record" does not include drafts, notes,
preliminary computations and like materials prepared for the originator's
personal use or prepared by the originator in the name of a person
for whom the originator is working; materials which are purely the
personal property of the custodian and have no relation to his or
her office; materials to which access is limited by copyright, patent
or bequest; and published materials in the possession of an authority
other than a public library which are available for sale, or which
are available for inspection at a public library.
[Amended 6-15-2015 by Ord. No. 2015-02]
A.Â
Except as provided under § 122-7, each officer and employee of the Village shall safely keep and preserve all records received from his or her predecessor or other persons and required, by law, to be filed, deposited or kept in his or her office or which are in the lawful possession or control of the officer or employee or his or her deputies, or to the possession or control of which he or she or they may be lawfully entitled as such officers or employees.
B.Â
Upon the expiration of an officer's term of office or an employee's
term of employment, or whenever the office or position of employment
becomes vacant, each such officer or employee shall deliver to his
or her successor all records then in his or her custody and the successor
shall receipt therefor to the officer or employee, who shall file
said receipt in the office of the Village Clerk. If a vacancy
occurs before a successor is selected or qualifies, such records shall
be delivered to and receipted for by such secretary or Village Clerk,
on behalf of the successor, to be delivered to such successor upon
the latter's receipt.
[Amended 12-16-2019 by Ord. No. 2019-18]
A.Â
Each elected official is the legal custodian of his or her records
and the records of his or her office, but the official may designate
the Village Clerk to act as the legal custodian.
[Amended 12-16-2019 by Ord. No. 2019-18]
B.Â
Unless provided in Subsection C, the Village Clerk or
the Village Clerk's designee shall act as legal custodian for
the Village and for any committees, commissions, boards, or other
authorities created by ordinance or resolution of the Village Board.
The following offices or authorities shall have as a legal custodian
of records the individual so named:
[Amended 12-16-2019 by Ord. No. 2019-18]
Authority
|
Designated Legal Custodian
| |
---|---|---|
General Village records (including Board records)
|
Village Clerk
| |
Department of Public Works
|
Director of Public Works
| |
Police Department
|
Chief of Police
|
D.Â
Each legal custodian shall name a person to act as legal custodian
in his or her absence, or in the absence of his or her designee, and
each legal custodian shall send notice of the designated deputy to
the Village Clerk.
[Amended 12-16-2019 by Ord. No. 2019-18]
E.Â
The Village Clerk shall establish criteria for establishing
the records system and shall cause the department/office records system
to be reviewed on an annual basis.
[Amended 12-16-2019 by Ord. No. 2019-18]
A.Â
Except as provided in § 122-6, any person has a right to inspect a record and to make or receive a copy of any record as provided in § 19.35(1), Wis. Stats.
B.Â
Records will be available for inspection and copying during all regular
office hours.
C.Â
If regular office hours are not maintained at the location where
records are kept, the records will be available for inspection and
copying upon at least 48 hours' advance notice of intent to inspect
or copy.
D.Â
A requestor shall be permitted to use facilities comparable to those
available to Village employees to inspect, copy or abstract a record.
E.Â
The legal custodian may require supervision during inspection or
may impose other reasonable restrictions on the manner of access to
an original record if the record is irreplaceable or easily damaged.
F.Â
A requestor shall be charged a fee set by the Village Board to defray
the cost of copying records.[1]
(1)Â
If the form of a written record does not permit copying, the actual
and necessary cost of photographing and photographic processing shall
be charged.
(2)Â
The actual full cost of providing a copy of other records not in
printed form on paper, such as films, computer printouts and audio
and video tapes, shall be charged.
(3)Â
If mailing or shipping is necessary, the actual cost thereof shall
also be charged.
(4)Â
There shall be no charge for locating a record unless the actual
cost thereof exceeds $50, in which case the actual cost shall be determined
by the legal custodian and billed to the requestor.
(5)Â
The legal custodian shall estimate the cost of all applicable fees
and shall require a cash deposit adequate to assure payment, if such
estimate exceeds $5.
(6)Â
Elected and appointed officials of the Village shall not be required
to pay for public records they may reasonably require for the proper
performance of their official duties.
(7)Â
The legal custodian may provide copies of record without charge,
or at a reduced charge, where he or she determines that waiver or
reduction of the fee is in the public interest.
G.Â
Pursuant to Section 19.34, Wis. Stats., and the guidelines therein
listed, each authority shall adopt, prominently display and make available
for inspection and copying at its offices, for the guidance of the
public, a notice containing a description of its organization and
the established times and places at which, the legal custodian from
whom, and the methods whereby the public may obtain information and
access to records in its custody, make requests for records, or obtain
copies of records, and the costs thereof. This subsection does not
apply to members of the Village Board.
A.Â
A request to inspect or copy a record shall be made to the legal custodian. A request shall be deemed sufficient if it reasonably describes the requested record or the information requested. However, a request for a record without a reasonable limitation as to subject matter or length of time represented by the record does not constitute a sufficient request. A request may be made orally, but a request must be in writing before an action to enforce the request is commenced under § 19.37, Wis. Stats. Except as provided below, no request may be refused because the person making the request is unwilling to be identified or to state the purpose of the request. No request may be refused because the request is received by mail, unless prepayment of a fee is required under § 122-4F(5). A requestor may be required to show acceptable identification whenever the requested record is kept at a private residence or whenever security reasons or federal law or regulations so require.
B.Â
Each custodian, upon request for any record, shall, as soon as practicable
and without delay, either fill the request or notify the requester
of the authority's determination to deny the request, in whole or
in part, and the reasons therefor. If the legal custodian, after conferring
with the Village Attorney, determines that a written request is so
general as to be unduly time consuming, the party making the request
may first be required to itemize his or her request in a manner which
would permit reasonable compliance.[1]
C.Â
A request for a record may be denied as provided in § 122-6. If a request is made orally, the request may be denied orally unless a demand for a written statement of the reasons for denying the request is made by the requestor within five business days of the oral denial. If a written request is denied in whole or in part, the requestor shall receive a written statement of the reasons for denying the request. Every written denial of a request shall inform the requestor that, if the request for the record was made in writing, then the determination is subject to review upon petition for a writ of mandamus under § 19.37(1), Wis. Stats., or upon application to the Attorney General or a district attorney.
A.Â
As provided in § 19.36, Wis. Stats., the following records
are exempt from inspection under this chapter:
(1)Â
Records specifically exempted from disclosure by state or federal
law or authorized to be exempted from disclosure by state law;
(2)Â
Any record relating to investigative information obtained for law
enforcement purposes, if federal law or regulations require exemption
from disclosure, or if exemption from disclosure is a condition to
receipt of aids by the state;
(3)Â
Computer programs and files, although the material used as input
for a computer program/file or the material produced as a product
of the computer program is subject to inspection; and
B.Â
As provided by § 43.30, Wis. Stats., public library circulation
records are exempt from inspection under this section.
C.Â
In responding to a request for inspection or copying of a record
which is not specifically exempt from disclosure, the legal custodian,
after conferring with the Village Attorney, may deny the request,
in whole or part, only if he or she determines that the harm to the
public interest resulting from disclosure would outweigh the public
interest in full access to the requested record. Examples of matters
for which disclosure may be refused include, but are not limited to,
the following:
(1)Â
Records obtained under official pledges of confidentiality which
were necessary and given in order to obtain the information contained
in them.
(2)Â
Pursuant to § 19.85(1)(a), Wis. Stats., records of current
deliberations after a quasi-judicial hearing.
(3)Â
Pursuant to § 19.85(1)(b) and (c), Wis. Stats., records
of current deliberations concerning employment, dismissal, promotion,
demotion, compensation, performance, or discipline of any Village
officer or employee, or the investigation of charges against a Village
officer or employee, unless such officer or employee consents to such
disclosure.
(4)Â
Pursuant to § 19.85(1)(d), Wis. Stats., records concerning
current strategy for crime detection or prevention.
(5)Â
Pursuant to § 19.85(1)(e), Wis. Stats., records of current
deliberations or negotiations on the purchase of Village property,
investing of Village funds, or other Village business whenever competitive
or bargaining reasons require nondisclosure.
(6)Â
Pursuant to § 19.85(1)(f), Wis. Stats., financial, medical,
social or personal histories or disciplinary data of specific persons
which, if disclosed, would be likely to have a substantial adverse
effect upon the reputation of any person referred to in such history
or data.
(7)Â
Pursuant to § 19.85(1)(g), Wis. Stats., communications
between legal counsel for the Village and any officer, agent or employee
of the Village, when advice is being rendered concerning strategy
with respect to current litigation in which the Village or any of
its officers, agents or employees is or is likely to become involved,
or communications which are privileged under § 905.03, Wis.
Stats.
(8)Â
Pursuant to § 19.85(1)(h), Wis. Stats., requests for confidential
written advice from an ethics board, and records of advice given by
such ethics board on such requests.
D.Â
If a record contains information that may be made public and information
that may not be made public, the custodian of the record shall provide
the information that may be made public and delete the information
that may not be made public from the record before release. The custodian
shall confer with the Village Attorney prior to releasing any such
record and shall follow the guidance of the Village Attorney when
separating out the exempt material. If, in the judgment of the custodian
and the Village Attorney, there is no feasible way to separate the
exempt material from the nonexempt material without reasonably jeopardizing
nondisclosure of the exempt material, the entire record shall be withheld
from disclosure.
A.Â
Historical records. Under § 19.21(4)(a), Wis. Stats., municipalities
must notify the State Historical Society of Wisconsin (SHSW) prior
to destroying records. However, the SHSW has waived the required 60
days' notice for any record marked "W" (waived notice). The SHSW
must be notified prior to destruction of a record marked "N" (nonwaived).
Notice is also required for any record not listed in the records retention
schedule.
[Amended 6-15-2015 by Ord. No. 2015-02]
B.Â
Microfilming or optical imaging of records. Local units of government
may keep and preserve public records through the use of microfilm,
provided that the microfilm or optical imaging meets the applicable
standards in § 16.612, Wis. Stats. Retention periods and
estimated costs and benefits of converting records between media should
be considered. After verification, paper records converted to microfilm
or optical imaging should be destroyed. The retention periods identified
in the records retention schedule apply to records in any media.
[Amended 6-15-2015 by Ord. No. 2015-02]
C.Â
Destruction after request for inspection. No requested records may
be destroyed until after the request is granted or 60 days after the
request is denied. If an action is commenced under § 19.37,
Wis. Stats., the requested record may not be destroyed until after
a court order is issued and all appeals have been completed. [See
§ 19.35(5), Wis. Stats.]
D.Â
Destruction pending litigation. No record subject to pending litigation
shall be destroyed until the litigation is resolved.
E.Â
Review and approval by Public Records Board. This chapter and the
retention periods of less than seven years in the records retention
schedule have been reviewed and approved by the Public Records Board.
[Amended 6-15-2015 by Ord. No. 2015-02]
F.Â
Schedule. The records retention schedule is adopted by resolution
of the Village Board and on file in the office of the Village Clerk.[1]
[Amended 6-15-2015 by Ord. No. 2015-02]
[1]
Editor's Note: Original § 3-3-8, Specific records
retention provisions, which immediately followed this section, was
repealed 6-15-2015 by Ord. No.
2015-02.