[Ord. No. 2018-720, 9/11/2018]
1.Â
The Township of West Norriton (hereinafter "West Norriton") recognizes
that there is a need to ensure that all work on public construction
and maintenance contracts is performed by responsible, qualified firms
that maintain the capacity, expertise, personnel and other qualifications
and resources necessary to successfully perform public contracts in
a timely, reliable and cost-effective manner.
2.Â
To effectuate the purpose of selecting responsible contractors for
public contracts and to protect West Norriton investments in such
contracts, prospective contractors and subcontractors should be required
to meet pre-established, clearly defined, minimum standards relating
to contractor responsibility, including requirements and criteria
concerning: technical qualifications; competency; expertise; adequacy
of resources, including equipment, financial and personnel; and satisfactory
records regarding past project performance, safety, law compliance
and business integrity.
3.Â
Further, due to the critical impact that skilled construction craft
labor has on public works projects, and due to the limited availability
of skilled construction craft labor and imminent craft labor skill
shortages, it is necessary to require contractors and subcontractors
to participate in established, formal apprenticeship training programs
as a condition of bidding, for the purpose of both promoting successful
project delivery and ensuring future workforce development. West Norriton
also recognizes that it is beneficial to the local community to ensure
that firms receiving public contracts provide adequate wages and benefits
to their employees and utilize fair business, employment and training
practices that have a positive impact on local communities affected
by such contracts.
4.Â
Therefore, West Norriton shall require compliance with the provisions of this Part 11 (hereafter also referred to as "section") by business entities seeking to provide services to West Norriton as specified herein. The requirements of this section are intended to supplement, not replace, existing contractor qualifications and performance standards or criteria currently required by law, public policy or contracting documents. However, in the event that any of the provisions of this section conflict with any law, public policy or contracting documents of West Norriton, this section shall prevail.
[Ord. No. 2018-720, 9/11/2018]
1.Â
All contractors and subcontractors of any tier that perform work
valued at over $250,000 on any public facility or public works project,
including construction, alteration, renovation, repair, service (excluding
trash hauling) or maintenance work, shall meet the requirements of
this section.
2.Â
All firms engaged in contracts covered by this section shall be qualified,
responsible contractors or subcontractors that have sufficient capabilities
in all respects to successfully perform contracts on which they are
engaged, including the necessary experience, equipment, technical
skills and qualifications and organizational, financial and personnel
resources. Firms bidding on public contracts shall also be required
to have a satisfactory past performance record and a satisfactory
record of law compliance, integrity and business ethics.
3.Â
If after three attempts by West Norriton to award a contract to a
responsible bidder, as defined in this section, no bidder is determined
to meet the requirements of this section, this section shall not apply
to subsequent attempts to bid the project.
[Ord. No. 2018-720, 9/11/2018]
1.Â
As a condition of performing work on a public works contract subject
to this section, a general contractor, construction manager or other
lead or prime contractor seeking award of a contract shall submit
a contractor responsibility certification at the time it submits its
bid for a contract.
2.Â
The contractor responsibility certification shall be completed on
a form provided by West Norriton and shall reference the project for
which a bid is being submitted by name and contract or project number.
3.Â
In the contractor responsibility certification, the construction
manager, general contractor, or other lead or prime contractor (hereinafter
the "firm") shall confirm the following facts regarding its past performance
and work history and its current qualifications and performance capabilities:
A.Â
The firm has all valid, effective licenses, registrations or certificates
required by federal, state, county or local law, including, but not
limited to, licenses, registrations or certificates required to: a)
do business in the designated locale; and b) perform the contract
work it seeks to perform. These shall include, but are not limited
to, licenses, registrations or certificates for any type of trade
work or specialty work which the firm proposes to self-perform.
B.Â
The firm meets the bonding requirements for the contract, as required
by applicable law or contract specifications and any insurance requirements,
as required by applicable law or contract specifications, including
general liability insurance, workers' compensation insurance and unemployment
insurance requirements.
C.Â
The firm has not been debarred by any federal, state or local government
agency or authority in the past three years.
D.Â
The firm has not defaulted on any project in the past three years.
E.Â
The firm has not had any type of business, contracting or trade license,
registration, or other certification suspended or revoked in the past
three years.
F.Â
The firm has not been cited for a willful violation of federal or
state safety laws in the past three years.
G.Â
The firm and its owners have not been convicted of any crime relating
to the contracting business by a final decision of a court or government
agency in the past 10 years.
H.Â
The firm has not within the past three years been found in violation
of any law applicable to its contracting business, including, but
not limited to, licensing laws, tax laws, prompt payment laws, wage
and hour laws, prevailing wage laws, environmental laws or others,
where the result of such violation was the payment of a fine, back
pay damages or any other type of penalty in the amount of $1,000 or
more.
I.Â
The firm will pay all craft employees that it employs on the project
the current wage rates and benefits as required under applicable federal,
state, or local wage laws.
J.Â
The firm participates in a Class A apprenticeship program for each
separate trade or classification in which it employs craft employees
and shall continue to participate in such program or programs for
the duration of the project.
(1)Â
For purposes of this section, a Class A apprenticeship program
is an apprenticeship program that is currently registered with and
approved by the United States Department of Labor or a state apprenticeship
agency and has graduated apprentices to journeyperson status for a
least three of the past five years; and
(2)Â
If a firm is identified as the lowest responsible bidder or
otherwise selected as the prospective awardee or as a subcontractor
of an awardee, it shall provide appropriate documentation, as determined
by West Norriton, to verify it meets the requirements of this section
for each trade or classification of craft workers it will employ on
the project. This verification shall be provided prior to performance
of work by the firm.
K.Â
The firm has all other technical qualifications and resources, including
equipment, personnel, and financial resources, to perform the referenced
contract, or will obtain same through the use of qualified, responsible
subcontractors.
L.Â
The firm will maintain all qualifications, resources and capabilities
referenced in this certification throughout the duration of the project.
M.Â
The firm shall notify West Norriton within seven days of any material
changes to all matters attested to in this certification.
N.Â
The firm understands that the contractor responsibility certification
required by this section shall be executed by a person who has sufficient
knowledge to address all matters in the certification and shall include
an attestation stating, under the penalty of perjury, that the information
submitted is true, complete and accurate.
4.Â
Execution of the contractor responsibility certification required
by this section shall not establish a presumption of contractor responsibility,
and West Norriton may require any additional information it deems
necessary to evaluate a firm's status as a responsible contractor,
including technical qualifications, financial capacity or other resources
and performance capabilities. West Norriton may require that such
information be included in a separate statement of qualifications
and experience or as an attachment to the contractor responsibility
certification.
5.Â
The submitting form shall stipulate in the contractor responsibility
certification that, if it receives a notice of intent to award contract,
it will provide a subcontractor list and required subcontractor information
as specified in § 1105 of this section.
6.Â
If the submitting firm has ever operated under another name, or controls
or is controlled by another company or business entity, or if in the
past five years the submitting firm controlled or was controlled by
another company or business entity, whether as a party company, subsidiary
or in any other business relation, it shall attach a separate statement
to its contractor responsibility certification that explains in detail
the nature of any such relationship. Additional information may be
required from the other entity if the relationship in question could
potentially impact contract performance.
7.Â
If a firm fails to provide a contractor responsibility certification
required by this section, it shall be disqualified from bidding. No
action of any nature shall lie against West Norriton because of its
refusal to accept a bid for failing to provide information required
by this section.
[Ord. No. 2018-720, 9/11/2018]
1.Â
After it has received bids for a project, West Norriton shall issue
a notice of intent to award contract to the firm offering the lowest
responsive bid.
2.Â
Such notice shall be issued immediately or as soon as practicable
after bids are submitted and shall stipulate that the contract award
will be conditioned on the issuance of a written contractor responsibility
determination, as required by § 1106 of this section and
any other conditions determined appropriate by West Norriton.
[Ord. No. 2018-720, 9/11/2018]
1.Â
Within seven days from the date of the notice of intent to award
contract, a prospective awardee shall submit to West Norriton a subcontractor
list containing the names of subcontractors that will be used for
the referenced project, their addresses and a description of the work
each listed subcontractor will perform on the project.
2.Â
At the time a prospective awardee submits the subcontractor list, it shall also submit subcontractor responsibility certifications for all listed subcontractors to West Norriton. Subcontractor responsibility certifications shall be executed by the respective subcontractors on forms prepared by West Norriton and shall contain the same information as representations required in contractor responsibility certifications, including verification of apprenticeship qualifications as required by the above § 1103, Subsection 3, for each trade or classification of craft workers it will employ on the project.
3.Â
Subcontractor responsibility certifications shall be executed by
persons having sufficient knowledge to address all matters in the
certification and shall include an attestation stating, under the
penalty of perjury, that all information submitted is true, complete
and accurate.
[Ord. No. 2018-720, 9/11/2018]
1.Â
After a notice of intent to award contract has been issued, West
Norriton shall undertake a review process for a period of at least
30 days to determine whether the prospective awardee is a qualified,
responsible contractor in accordance with the requirements of this
section and other applicable laws and regulations and has the resources
and capabilities to successfully perform the contract.
2.Â
As part of this review process, West Norriton shall ensure that the
contractor responsibility certification, the subcontractor list and
the subcontractor responsibility certification(s), as required by
this section, have been submitted and properly executed.
3.Â
West Norriton may conduct any additional inquiries to verify that
the prospective awardee and its subcontractors have the technical
qualifications and performance capabilities necessary to successfully
perform the contract and that the firms have a sufficient record of
law compliance and business integrity to justify the award of a public
contract. In conducting such inquiries, West Norriton may seek relevant
information from the firm, its prior clients or customers, its subcontractors
or any other relevant source.
4.Â
If, at the conclusion of its internal review, West Norriton determines
that all responsibility certifications have been properly completed
and executed and if it concludes that the qualifications, background
and responsibility of the prospective awardee and the firms on its
subcontractor list are satisfactory, it shall issue a written contractor
responsibility determination verifying that the prospective awardee
is a qualified, responsible contractor. In the event a firm is determined
to be nonresponsible, West Norriton shall advise the firm of its finding
in writing and proceed to conduct a responsibility review of the next
lowest responsive bidder or, if necessary, re-bid the project. Prior
to the awarding of a contract, the Township must follow the procedures
as set by § 1802 of the First Class Township Code.[1]
[1]
Editor's Note: See 53 P.S. § 56802.
5.Â
West Norriton shall not issue a written contractor responsibility
determination until at least 10 days after it determines that the
contractor is a qualified responsible contractor in accordance with
the requirements of this section. A written contractor responsibility
determination may be revoked or revised in any manner at any time
if West Norriton obtains relevant information warranting such action.
[Ord. No. 2018-720, 9/11/2018]
1.Â
A construction manager, general contractor, or other lead or prime
contractor shall not be permitted to use a subcontractor on any work
performed for West Norriton unless it has identified the subcontractor
on its subcontractor list and provided a subcontractor responsibility
certification in accordance with the requirements of § 1105
of this section.
2.Â
A subcontractor listed on a firm's subcontractor list shall not be
substituted unless written authorization is obtained from West Norriton
and a subcontractor responsibility certification is provided for the
substitute subcontractor.
3.Â
In the event that West Norriton determines that a prospective subcontractor
listed by the apparent low bidder does not meet the responsibility
standards of this section, it may, after informing the prospective
awardee, exercise one of the following options:
A.Â
Permit the awardee to substitute a qualified, responsible subcontractor
in accordance with the requirements of this section;
B.Â
Require the awardee to self-perform the work in question if the firm
has the required experience, licenses and other qualifications to
perform the work in question; or
C.Â
Disqualify the prospective awardee.
4.Â
In the event that a subcontractor is disqualified under this section,
the general contractor, construction manager or other lead or prime
contractor shall not be permitted to make any type of contractual
claim against West Norriton on the basis of a subcontractor disqualification.
[Ord. No. 2018-720, 9/11/2018]
1.Â
The contractor responsibility certification for a firm identified
in a notice of intent to award contract, subcontractor lists, and
subcontractor responsibility certifications shall be made immediately
available to the public for inspection through a publicly accessible
website or other comparable means.
2.Â
During the public review period, any person or organization may protest
a contractor or subcontractor for failing to meet applicable requirements
of this section or any other relevant grounds by submitting a letter
with supporting evidence to West Norriton.
3.Â
If West Norriton determines that a contractor or subcontractor responsibility
certification contains false or misleading material information that
was provided knowingly or with reckless disregard for the truth or
omits material information knowingly or with reckless disregard of
the truth, the firm for which the certification was submitted shall
be prohibited from performing work for West Norriton for a period
of three years and shall be subject to any other penalties and sanctions,
including contract termination, available to West Norriton under law.
A contract terminated under these circumstances shall further entitle
West Norriton to withhold payment of any monies due to the firm as
damages.
4.Â
A procurement contract subject to this section shall not be executed
until all requirements of this section have been fulfilled and until
contractor and subcontractor responsibility certifications and subcontractor
lists have been made available for public inspection for at least
10 days following submission of such information.
[Ord. No. 2018-720, 9/11/2018]
Should the Board of Commissioners determine, in accordance with
the provisions of § 1103, that emergency circumstances exist
that render the requirements and procedures set forth in this section
unduly burdensome, then in that event the Township may award a procurement
contract without application of the terms of this section.