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Ulster County, NY
 
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Table of Contents
Table of Contents
[Adopted by L.L. No. 5-1987]
There shall be a records management program established under the jurisdiction of the Ulster County Clerk and headed by a Records Management Officer who shall be appointed by the County Clerk. The Officer will be responsible for administering the noncurrent and archival public records and storage areas for the County of Ulster and participating municipalities within the County in accordance with local, state and federal laws and guidelines.
A.ย 
The Officer shall have all the necessary powers to carry out the efficient administration, determination of value, use, preservation, storage and disposition of the noncurrent and archival public records kept, filed or received by the officers and departments of the County of Ulster and other participating municipalities.
B.ย 
The Records Management Officer shall:
(1)ย 
Continually survey and examine public records to recommend their classification so as to determine the most suitable methods to be used for the maintaining, storing and servicing of:
(a)ย 
Obsolete and unnecessary records according to New York State records retention and disposition schedules, thereby subject to disposition.
(b)ย 
Information containing administrative, legal, fiscal, research, historical or educational value which warrants its permanent retention.
(c)ย 
Records not subject to disposition according to state law.
(2)ย 
Establish guidelines for proper records management in any department or agency of County government in accordance with local, state and federal laws and guidelines.
(3)ย 
Review all requests for records storage equipment, microfilm equipment, etc., and coordinate and participate in planning for the development of micrographics and automated data processing systems.
(4)ย 
Operate a County Records Management Center for the storage, processing and servicing of all noncurrent and archival records for all County departments and agencies. Servicing of records for the public shall in no way be in a manner which limits the availability of the record to the public.
(5)ย 
Charge governmental agencies of the County of Ulster and other municipalities which participate in the Ulster County Records Center for records management services such fees as may be approved by the Legislature.
[Amended 8-17-2010 by L.L. No. 3-2010]
There shall be a Records Advisory Board designated to work closely with and provide advice to the Records Management Officer. The Board shall consist of a representative from the majority and minority parties of the County Legislature, selected by the Chairperson of the Legislature, the County Administrator or designee, the Director of Information Services, the County Historian, the President of the County Historical Society or designee, the President of the Genealogical Society or designee, a representative of the media appointed by the Chairperson of the Legislature, and the Commissioner of Finance. The Board shall meet periodically and have the following powers and duties:
A.ย 
Provide advice to the Records Management Officer on the development of the records management program.
B.ย 
Review the performance of the program on an ongoing basis and propose changes and improvements.
C.ย 
Review retention periods proposed by the Records Management Officer for records not covered by State Archives' schedules.
D.ย 
Provide advice on the appraisal of records for archival value.
The Records Management Officer shall maintain physical custody and official responsibility of all records in his/her possession. Department heads shall retain constructive control and authority over all department records.
No records shall be destroyed or otherwise disposed of by a department of the County unless approval has been obtained from the Records Management Officer. No records shall be destroyed or otherwise disposed of by the Records Management Officer without the express written consent of the department head having authority.
As used in this article, the following terms shall have the meanings indicated:
ARCHIVES
Those official records which have been determined by the Officer and Advisory Board to have sufficient historical or other value to warrant their continued preservation by the County.
[Amended 8-17-2010 by L.L. No. 3-2010]
RECORDS
Any documents, books, papers, photographs, sound recordings, microfilm, or any other materials, regardless of physical form or characteristics, made or received pursuant to law or ordinance or in connection with the transaction of official County business.
RECORDS CENTER
An establishment maintained under the jurisdiction of the Ulster County Clerk primarily for the storage, servicing, security and processing of records which must be preserved for varying periods of time and need not be retained in office equipment or space.
[Amended 8-17-2010 by L.L. No. 3-2010]
RECORDS DISPOSITION
A.ย 
The removal by the County, in accordance with approved records control schedules, of records no longer necessary for the conduct of business by such agency through removal methods which may include:
(1)ย 
The disposal of temporary records by destruction or donation; or
(2)ย 
The transfer of records to the County Clerk for temporary storage of nonarchival records and permanent storage of records determined to have historical or other sufficient value warranting continued preservation; and
B.ย 
The transfer of records from one County agency to any other County agency.
RECORDS MANAGEMENT
The planning, controlling, directing, organizing, training, promotion and other managerial activities involved in records maintenance, use and disposition, including records preservation, disposal, records centers or other storage facilities.
SERVICING
Making records which are the property of a particular agency available to the agency for official use, as well as making nonconfidential or historical records available to the public.